People

Michael J. Freeburg
Founding Member

Business Background:
Greenwich Wealth Management, LLC, Managing Member, 2006 to Present
Catalus Capital, Managing Partner, 2011- present
King Capital, LTD, Managing Director, Oct. 2001 to 2006
Custom Floor Brokerage, Inc., President, 1991 to 2001
Freeburg Futures, Inc., President, 1981 to 1991
Commodity Exchange, Inc., Member, 1981 to 2002

Financial Industry Regulatory Authority (FINRA) Registrations:
Saxony Securities, Inc., Registered Representative, Dec. 2006 to Present
JVB Financial Group, LLC, Registered Representative, 2004 to 2006
First Allied Securities, Inc., Registered Representative, 2002 to 2004
Series 7 - Securities Representative
Series 63 - Uniform Securities Agent State Law
Series 65 - Investment Advisor
Series 79 - Investment Banking Representative
Series 99 - Operations Professional

Daniel J. Sullivan
Managing Director
Chief Compliance Officer

Business Background:
Greenwich Wealth Management, LLC, Managing Dir. & Sr. Portfolio Analyst, October 2007 to Present
Delta Brokerage, NYBOT, Director of Floor Operations October 2006-October 2007
GA Credit LLC, Mid-Office Mgr., Broker Correlation and Volatility 2001 to October 2006
American Skandia Advisor Funds, 2000-2001
Custom Floor Brokerage, Inc., 1991-2000
Freeburg Futures, Inc., 1987-1991
Commodity Exchange, Inc., Member, 1991 to 2000
Ohio State University, Bachelor of Science, Economics, Class of 1987

Financial Industry Regulatory Authority (FINRA) Registrations:
Saxony Securities, Inc., Registered Representative, December 2007 to Present
Series 7 - Securities Representative
Series 66 - NASAA Uniform Combined State Law
Series 99 - Operations Professional

Gary A. Neuser
Director of Business Development

Business Background:
Greenwich Wealth Management, LLC, Dir., Business Dev., June 2010 to Present
Credit Suisse Private Banking Americas, Chairman & Sr. Advisor, 2007 to May 2010
Credit Suisse Private Banking USA, CEO, 2006 to 2007
UBS Private Banking USA, Senior Vice President, 2000 to 2005
Merrill Lynch International, Private Banking, 1976 to 2000

Securities Industry and Financial Markets Association (SIFMA):
Private Client Committee, 2005 to February 2010

Vahan Janjigian
Chief Investment Officer

Business Background:
Greenwich Wealth Management, LLC, Managing Director, August 2010 to Present
Forbes Media LLC, Chief Investment Strategist, June 1997 to August 2010
Boston College, Visiting Professor of Finance, Sept. 1996 to June 1997
Northeastern University, Assistant Professor of Finance, Sept. 1990 to June 1997
University of Armenia, Visiting Associate Prof. of Finance, March 1992 to August 1992
University of Delaware, Assistant Professor of Finance, Sept. 1985 to June 1990

Accreditations:
Chartered Financial Analyst
Ph.D. in Finance, Virginia Tech

Edward W. Murphy
Senior Investment Adviser

Business Background:
Greenwich Wealth Management LLC, Senior Investment Adviser, October 2008 to present
Saxony Securities LLC, Registered Representative August 2003 to October 2009
Saxony Capital Management, Investment Advisor Rep., Sept 2006 to Dec 2008
Delta Equity Services, Registered Representative June 2002 to July 2003
First Allied Securities, Registered Representative January 2002 to June 2002
First Republic Group, Registered Representative August 1995 to January 2002

Financial Industry Regulatory Authority (FINRA) Registrations:
Series 65 - Investment Advisor

Christopher R. Healy
Director Alternative Investments

Business Background:
Greenwich Wealth Management LLC, Dir. Alternative Investments, June 2011 to present
MDE Group Inc., Senior Executive Wealth Services, November 2008 to May 2011
Wealth Legal, LLC, Lawyer/Wealth Manager, May 2003 to October 2008
Hewitt Associates, Partner/Consultant September 1984 to April 2003
Northwestern Mutual Life Insurance Co., Lawyer/Agent September 1980 to September 1984

Professional Designations
Juris Doctor
Chartered Life Underwriter

Financial Industry Regulatory Authority (FINRA) Registrations:
Series 65 - Investment Advisor

Harry Figgie
Operations Manager

Background:
Greenwich Wealth Management, LLC, October 2009 to Present
Bridgewater Associates, 2009
Key Banc Capital Markets, 2008
North Atlantic Mortgage Corporation & The Sauro Capital Group, 2006 to 2008

Financial Industry Regulatory Authority (FINRA) Registrations:
Series 7 - Securities Representative
Series 63 - Uniform Securities Agent State Law
Series 65 - Investment Advisor
Series 99 - Operations Professional

Marek Olszewski
Executive Committee Member

Background:
Catalus Capital, Managing Partner, 2011- present
Greenwich Wealth Management LLC, Executive Committee Member, 2007 to present
NASDAQ OMX, Mergers and Acquisitions Managing Director, 2008 to 2011
Fieldstone Private Capital Group, Investment Banking Analyst, 2006 to 2008
University of Pennsylvania, Bachelor of Arts, Economics, Class of 2006
Wharton School, Real Estate Minor, Class of 2006

Maggie F. Reed & Eric M. Freeburg
Web & IT - January 2007 to present

Saxony Securities, Inc. ("Saxony") is a registered broker dealer and FINRA member. The brokerage services provided by Saxony are separate from the advisory services provided by GWM. In separate capacity as a registered representative of Saxony, Mr. Freeburg has clients who maintain brokerage accounts with Saxony, and for whom they execute security transactions. In addition, Mr. Freeburg may recommend Saxony to GWM clients who wish to open and maintain a brokerage account, and as a registered representative may execute security transactions for such clients. Mr. Freeburg will receive separate and customary compensation when executing securities transactions in brokerage accounts at Saxony.